Advance your career with TD as a Compliance Manager focused on Exchange Traded Products in Toronto. This role requires strategic oversight, compliance initiatives, and internal stakeholder collaboration in a rapid-paced environment.

In this pivotal role, you will provide compliance advisory for Equity and Global Equity Derivatives. Engage with complex regulatory requirements while leading projects that drive sustainability and compliance initiatives. Your expertise will guide the team through training and monitoring programs to foster a strong compliance culture across business lines.

Key Responsibilities:
• Lead compliance projects and oversight initiatives
• Advise on regulatory requirements and trading activities
• Perform compliance monitoring and reviews




• Deliver training on regulatory matters to Capital Markets staff
• Assist with regulatory inquiries and audits

Requirements:
• Strong knowledge of equity and derivatives trading
• Experience with regulatory frameworks such as UMIR
• Proficiency in Power BI and data analytics
• Excellent communication skills and personal integrity
• Ability to manage multiple projects under tight deadlines

Utilize your expertise in compliance and trading to maintain the highest standards at TD in Toronto.
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📌 Compliance Manager, Exchange Traded Products (Ontario)
🏢 TD Bank Group
📍 Ontario