Associate In Regulatory Compliance Governance (Toronto)

Associate In Regulatory Compliance Governance (Toronto)

03 Oct
|
TD
|
Toronto

03 Oct

TD

Toronto

Expand your career as an Associate in Regulatory Compliance Governance with TD in Toronto, Ontario. You will play a pivotal role in managing regulatory policies and compliance documentation.In this position within TD Asset Management's RPG group, you will report to the Managing Director and engage in comprehensive risk management processes. The role requires collaborative efforts to develop and maintain compliance policies while training stakeholders throughout TDAM and TD Epoch.



Your problem-solving skills will be crucial as you navigate regulatory landscapes and work towards effective governance initiatives.Key Responsibilities:Maintain and develop procedural documentation and policiesSupport regulatory controls mapping and implementationAssist in self-assessment processes for regulatory complianceIdentify compliance risks and track action itemsPrepare materials for governance committees and coordinate meetingsRequirements:3-5 years in regulatory compliance or risk managementRelevant degree or industry qualificationsProficient in policy writing and assessmentExperience in governance coordinationSkilled in Microsoft 365 applicationsBring your solid analytical and communication skills to enhance TD's governance framework and support financial compliance.

📌 Associate In Regulatory Compliance Governance (Toronto)
🏢 TD
📍 Toronto

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