Wealth Branch Compliance & Advisor Leader (Ontario)

Wealth Branch Compliance & Advisor Leader (Ontario)

03 Oct
|
Manulife/John Hancock
|
Ontario

03 Oct

Manulife/John Hancock

Ontario

Manulife/John Hancock in Toronto, Ontario, is seeking a Senior Branch Manager to provide Daily Tier 1 supervision of CIRO-registered advisors. The role reports to the Regional Field Supervision Officer and focuses on fostering a compliant culture that protects clients, dealers, and advisors.
Responsibilities include approving daily, monthly, quarterly trade reports, reviewing accounts and KYC updates, delivering training on compliance, and conducting annual branch reviews.

#J-18808-Ljbffr

📌 Wealth Branch Compliance & Advisor Leader (Ontario)
🏢 Manulife/John Hancock
📍 Ontario

Reply to this offer

Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.

Case Manager National Workers Compensation Services (Canada)

Case Manager National Workers Compensation Services (Canada)

04 Oct
|
LifeWorks
|
Canada
  • 04 Oct
  • LifeWorks
  • Canada

TELUS Health is empowering every person to live their healthiest life. Guided by our vision, we are leveraging the power of our leading edge technology and focusing on the uniqueness of each individua [...]

Case Manager National Workers Compensation Services (Canada)

Case Manager National Workers Compensation Services (Canada)

04 Oct
|
LifeWorks
|
Canada
  • 04 Oct
  • LifeWorks
  • Canada

TELUS Health is empowering every person to live their healthiest life. Guided by our vision, we are leveraging the power of our leading edge technology and focusing on the uniqueness of each individua [...]

Subscribe to this job alert:

Get the latest job offers by email for: wealth branch compliance & advisor leader (ontario) / ontario

Représentant vente au détail saisonnier, Galeries Saint-Hyacinthe

Représentant vente au détail saisonnier, Galeries Saint-Hyacinthe

04 Oct
|
Bell
|
Saint-Hyacinthe
  • 04 Oct
  • Bell
  • Saint-Hyacinthe

Req Id: 432764 Tout part d’une connexion. Elle nous pousse à innover, à explorer et à rester proches de ce qui compte le plus pour nous. Chez Bell, nous bâtissons un avenir plus connecté gr� [...]

AVP Dealer Transformation (Toronto)

AVP Dealer Transformation (Toronto)

04 Oct
|
Sun Life Financial
|
Toronto
  • 04 Oct
  • Sun Life Financial
  • Toronto

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their [...]

Subscribe to this job alert:

Get the latest job offers by email for: wealth branch compliance & advisor leader (ontario) / ontario