Join CIRO as a Case Assessment Analyst on a 12-month hybrid contract. Your expertise will play a vital role in regulatory compliance and the investor protection framework.In this pivotal role, you'll support the Enforcement department by reviewing Dealer Member submissions daily. You'll leverage established guidelines to identify and escalate regulatory matters efficiently. Collaboration with internal teams and meticulous reporting will be at the forefront of your contributions to CIRO's mission.Key Responsibilities:Evaluate dealer submissions in the ComSet system dailyIdentify and escalate matters with regulatory implicationsGenerate reports for review and address team queriesAssist members with inquiries and submission challengesMonitor filings and keep communication lines openRequirements:In-depth knowledge of Canadian securities regulationsProven communication and analytical skillsExperience in the financial industry necessaryProficiency in Excel, Power BI, and WordStrong organizational skills and problem-solving aptitudePlay a crucial role in enhancing market integrity at CIRO as you support investor confidence in Canadian capital markets.

📌 Ciro Case Assessment Analyst Position (Montreal)
🏢 CIRO / OCRI
📍 Montreal