Advance your career as a CIRO Compliance Field Examiner, where you’ll assess and ensure adherence to regulatory standards in the investment industry across Canada. Enjoy hybrid work flexibility. This role at the Canadian Investment Regulatory Organization involves conducting field reviews and supporting compliance within Dealer Member operations.

You will apply your knowledge from the Canadian Securities Course to evaluate business conduct and sales compliance. After initial training, you can embrace a work-from-home model for a balanced work-life. Key Responsibilities:

- Assess Dealer Member head offices for compliance
- Conduct reviews interacting with senior management
- Prepare explicit and concise reports on findings
- Maintain organized documentation of the review process
- Contribute to departmental objectives and long-term goals

Requirements:

- Minimum 3 years in compliance or audit roles
- Completion of Canadian Securities Course required
- Effective bilingual communication skills
- Ability to analyze compliance issues rigorously
- Motivation to engage in ongoing learning

Make a significant impact on Canada’s capital markets in this important compliance role.

📌 CIRO Compliance Field Examiner (Montreal)
🏢 ciro]
📍 Montreal