Join Willoughby Asset Management in Burlington, Ontario as a Compliance Analyst in a hybrid role. Leverage your expertise to ensure compliance with Canadian financial regulations and support investment fund management. As part of Willoughby's compliance team, you will report to the Chief Compliance Officer and collaborate with various departments. This position necessitates a minimum of five years of compliance experience within the investment fund management sector.

Key responsibilities include monitoring regulatory developments and assisting in compliance audits, training, and policy enforcement. Key Responsibilities:

- Monitor regulatory developments from CSA and BCSC
- Assist in preparing and filing regulatory reports
- Enforce compliance policies and procedures




- Review fund marketing materials and investor communications
- Conduct internal compliance audits and document testing

Requirements:

- Minimum 5 years of experience in compliance
- Strong understanding of investment regulations
- Excellent analytical and problem-solving skills
- Detail-oriented with robust organizational abilities
- Effective communicator capable of supporting compliance training

Maximize your expertise in compliance and contribute to Willoughby’s integrity in investment fund management.

📌 Hybrid Compliance Analyst at Willoughby Asset Management (Burlington)
🏢 Harbourfront Wealth Management
📍 Burlington