Are you motivated by regulatory compliance, sound risk management and the opportunity to help clients feel confident and secure about their future? As a Regulatory Compliance Officer, you will play a key role in supporting dealer teams, interpreting regulatory requirements and guiding business partners on complex matters that require practical, well-reasoned advice.

Regulatory Compliance

Officer 12 months contract role Are you motivated by regulatory compliance, sound risk management and the opportunity to help clients feel confident and secure about their future? As a Regulatory Compliance Officer, you will play a key role in supporting dealer teams, interpreting regulatory requirements and guiding business partners on complex matters that require practical, well-reasoned advice. This opportunity will allow you to leverage your regulatory expertise, judgment and collaborative approach within an organization where people, trust and responsible business practices are central to how we work.

As a Regulatory Compliance Officer, you will be at the heart of our regulatory compliance activities.

Regulatory Support: Interpret business issues to recommend practices that are aligned with current and upcoming regulatory and legislative standards. Offer personalized recommendations while positively influencing the achievement of corporate objectives.

Regulatory Project: Project Responsibility: Lead certain important projects assigned to the regulatory compliance team and involve necessary partners.

Policy and Procedure Improvement and Drafting: Improve and draft policies, procedures, and memos.

Training Development:



Use advanced knowledge and expertise to develop training for employees based on the organization's business issues.

Continuous Improvement: Participate in the continuous improvement of processes and practices.

Personal Information Protection

Advise teams on personal information protection issues and draft quarterly and annual reports. Anti-Money Laundering: Conduct complex investigations into anti-money laundering and terrorist financing activities. Investigate politically exposed persons and maintain the AML & PEP register.

Participate in internal audits and AML training management. You have 5 to 7 years of experience in the financial services industry, regulatory compliance, legal affairs or another relevant field. You have strong knowledge of regulatory compliance in the financial services industry and understand how to translate regulatory expectations into practical business guidance.

You are able to explain complex regulatory and legislative concepts clearly to various audiences. You have experience contributing to projects, policies, procedures, training initiatives or continuous improvement activities. You hold a bachelor’s degree in law or in a discipline relevant to the role, or an equivalent combination of education and professional experience.

A qualified designation is considered an asset, such as lawyer, accountant or another relevant designation. Flexible group insurance, competitive pension plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, discounts on iA products, and much more!

📌 Regulatory Affairs Specialist - Medical (Quebec City)
🏢 iA Financial Group (Industrial Alliance)
📍 Quebec City