Managing complex investigations with respect to breaches of securities legislation, from intake, triage and analysis of the initial complaint through active investigation and strategic management of each case. Preparing for and conducting witness and respondent examinations (in person and virtual), using the powers granted under securities legislation. Cooperating and consulting with police agencies, stock exchanges, self-regulatory organizations, securities regulators (nationally and internationally), reporting issuers, and other entities to exchange information on matters of mutual interest, ensuring referrals are appropriate, accurate, and aligned with statutory and operational requirements.

Regularly travelling within Alberta and elsewhere, sometimes outside of regular business hours, to collaborate with other regulatory, intelligence and law enforcement partners, conduct interviews and obtain evidence in person. A university degree in a related field such as Law, Criminal Justice, Criminology, Business, Commerce, Finance, Economics, or equivalent. A minimum of eight years of experience conducting investigations, including interviewing witnesses and suspects in person, regular interaction with the general public and maintenance of partner agency relationship management,



and preparing evidence packages and ultimately giving evidence in court or regulatory proceedings.

A minimum of three years of professional experience in a securities regulation, financial services, compliance, or a comparable regulatory or law enforcement environment is a strong asset. Knowledge of the Securities Act, Alberta, investigative techniques, rules of evidence, and relevant case law (Jarvis, Jordan, Stinchcombe, etc.). Advanced technical skills and proficiency with investigative technology platforms including CRM, e-discovery tools, and analytical software. comprehensive health and dental ~ employee life insurance ~ short-term and long-term disability ~ retirement benefits ~ travel insurance ~ paid vacation time, flex and sick days ~ an employee family assistance program ~ generous flexible spending account ~ professional development through subsidized courses, conference, workshops, seminars and in-house training ~ We also encourage fun and giving back to the community with initiatives offered through our ASC Social Club and annual United Way Campaign.

We celebrate diversity and are committed to providing an inclusive work workplace where every employee feels valued and respected. #

📌 Securities Investigator (Calgary)
🏢 Alberta Securities Commission
📍 Calgary