We’re building a relationship-oriented bank for the modern world. Reporting to the Senior Manager, Business Controls as the Senior Analyst, you will be responsible for performing compliance monitoring reviews as well as delivering continuous, insightful and actionable analytics of review activities to support the compliance monitoring activities. You will be part of a wider team and perform continuous reviews within times lines and standards governed by Business Controls methodologies.

Details on your work arrangement (proportion of on-site and remote work) will be discussed at the time of your interview. Compliance – Tier one investment compliance monitoring, controls testing, risk assessment and due diligence of all mutual fund and other portfolios managed by CAMI including sub-advisor funds, in accordance with Business Controls’ compliance monitoring methodology and annual monitoring plan. Understanding of Asset Management Investment Compliance – Facilitate the monitoring to ensure adherence with legal and regulatory requirements, corporate policies and guidelines mutually agreed by the business and portfolio managers.

Investigations – Assess whether adequate key controls are in place and operating effectively.



Expected to complete and document on a timely basis the results of reviews and tests that will be used to assist the Business Controls team on an ongoing basis; assess significant changes at an early stage and identify any new or emerging trends and/or risks. Reporting – Reporting within tight deadlines accurately produce reports to a standard required for regulatory reporting.

You have demonstrated experience with more than 5 years of asset management tier one compliance reviews, which are at times complex in nature. You are experienced with building working relationships across Business Controls internal and external partners. We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a advantages program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.

You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit. We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency). We use artificial intelligence tools during the recruitment process.

Controls

Testing, Regulatory Compliance, Regulatory Reporting, Regulatory Requirements, Risk Management #

📌 Senior Analyst, Business Controls (Toronto)
🏢 CIBC
📍 Toronto