Director, Central Registrant and Investment Advisory Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Oversee the Central Registrant and Investment Advisory (CRIA) team of Portfolio Managers to provide registrable activities and ongoing registrant duties, advising on and executing strategies for current and existing client relationships in support of non-registered local Wealth Managers and Associate Portfolio Managers. Oversee the Wealth Associates Advancement Program (WAAP), including its curriculum, content, development and enhancement; lead and support the program coordinator (Portfolio Manager); and engage with Wealth Associates in the program. Oversee the Registrant Advancement Program (RAP), including its curriculum, content, development and enhancement; and lead and support the program’s Supervising Portfolio Manager. Provide sales support for Portfolio Managers, Associate Portfolio Managers and Wealth Managers in support of SJF growth initiatives. Provide investment consulting and investment support for the overall SJF Investment Platform,



representing SJF across Scotia Wealth Management Investment Solutions and risk oversight platforms. Is this role right for you? In this role, you will: Provide Registrant Support and Portfolio Advisory to Wealth Managers and APMs Work in consultation with the in-field Wealth Manager to fully understand and document each client’s financial needs, risk tolerance and long-term objectives, including registrable KYP, KYC and suitability activities. Stay abreast of changes to the central models and connect with the Wealth Advisor to discuss impacts on client portfolios and stated objectives. Monitor central model strategies and tactical model changes to determine required client portfolio strategies, execution impacts and necessary portfolio adjustments. Communicate client portfolio changes and rationale to Wealth Managers. Provide CRIA governance, oversight and compliance support. Work with 1832 AMLP Compliance and regulators to continuously refine KYC, KYP and suitability parameters. Adjust the Annual Review Process to

📌 Director, Central Registrant And Investment Advisory (Toronto)
🏢 Scotiabank
📍 Toronto