VP, Trading Compliance & UMIR Surveillance (Vancouver)

VP, Trading Compliance & UMIR Surveillance (Vancouver)

02 Oct
|
Raymond James
|
Vancouver

02 Oct

Raymond James

Vancouver

Raymond James Ltd. is a leading Canadian independent investment dealer known for high-quality products and customized wealth management solutions.

The Vice President, Trading Compliance will oversee trade compliance and surveillance for the Private Client Group, acting as UMIR subject-matter expert and guiding advisors and supervisors across the organization. The role focuses on safeguarding market integrity, regulatory risk management, and evolving the compliance program.

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📌 VP, Trading Compliance & UMIR Surveillance (Vancouver)
🏢 Raymond James
📍 Vancouver

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