Vp, Trading Compliance & Umir Surveillance Winnipeg (Canada)

Vp, Trading Compliance & Umir Surveillance Winnipeg (Canada)

02 Oct
|
Raymond James
|
Canada

02 Oct

Raymond James

Canada

Raymond James Ltd. is a leading Canadian independent investment dealer known for high-quality products and customized wealth management solutions.

The Vice President, Trading Compliance will oversee trade compliance and surveillance for the Private Client Group, acting as UMIR subject-matter expert and guiding advisors and supervisors across the organization. The role focuses on safeguarding market integrity, regulatory risk management, and evolving the compliance program.

📌 Vp, Trading Compliance & Umir Surveillance Winnipeg (Canada)
🏢 Raymond James
📍 Canada

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