02 Oct
|
Richardson Wealth
|
Ontario
02 Oct
Richardson Wealth
Ontario
Richardson Wealth Limited is seeking a dedicated AML Compliance Specialist to oversee daily and monthly AML supervision and respond to regulatory inquiries. The role requires solid knowledge of Canadian regulatory requirements, CIRO rules, and experience in the investment industry, with a proactive mindset and excellent communication skills.
As a key member of the compliance team, you will guide branch management, prepare regulatory filings such as STRs, and maintain governance for high-risk
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📌 AML Compliance Lead & Regulatory Oversight (Ontario)
🏢 Richardson Wealth
📍 Ontario