Elevate your career in financial services with TD in Toronto as a Portfolio Management Oversight Manager. Oversee managed accounts, ensuring compliance with investment policies and guidelines.
In this pivotal role, collaborating with senior management and the Portfolio Management Oversight Team, you'll lead the monitoring of TD's Privately Managed Portfolios program. You will focus on conducting oversight reviews, issue materiality assessments, and coordination of audit responses. Your leadership will ensure alignment with clients’ investment strategies, internal policies, and regulatory requirements.
Key Responsibilities:
• Lead oversight reviews for assigned Portfolio Managers
• Assess issues and coordinate remediation actions




• Serve as oversight contact for discretionary Portfolio Managers
• Analyze reporting results to identify trends
• Monitor Investment Policy Statements for compliance
Requirements:
• University degree in business or related discipline
• CFA Charterholder or progress towards designation
• Relevant experience in wealth management
• Strong MS Office Excel proficiency
• Excellent oral and written communication skills
Drive compliance and cooperative success in defining financial oversight at TD.
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📌 Portfolio Management Oversight Manager at TD (Toronto)
🏢 TD
📍 Toronto