Drive compliance excellence as a Branch Review Compliance Officer with iA. In this hybrid role, engage in branch reviews and educate teams to enhance compliance practices.

As a Compliance Officer, you'll focus on conducting insightful reviews that identify compliance gaps and recommend actionable improvements. Your expertise in auditing and mutual fund knowledge will be key in coaching representatives and enforcing high standards across branches. This position combines your passion for client security with the strategic enhancement of compliance practices.

Key Responsibilities:
• Lead branch reviews to identify compliance gaps
• Educate and coach staff to boost compliance consistency
• Prepare actionable reports connecting issues to business risks




• Collaborate with Audit and Regional Leaders for solutions
• Build trusted relationships with representatives through listening

Requirements:
• 3-5 years in registrant audit functions
• Degree in business, finance, or related field
• Excellent communication skills for collaboration
• Proficiency in Microsoft Office tools
• Willingness to travel approximately 50%

Utilize your audit expertise and compliance skills to protect client interests and contribute to iA’s mission.
#J-18808-Ljbffr

📌 Compliance Officer for Branch Reviews at iA (British Columbia)
🏢 iA Financial Group (Industrial Alliance)
📍 British Columbia