Enhance advisor compliance at Hub Financial as an Advisor Compliance and Business Practices Specialist, working in a hybrid capacity. Your role is pivotal in ensuring regulatory adherence for our financial advisors.This position calls for a detail-oriented skilled to manage compliance monitoring and reporting for advisors in the insurance sector. You will review operations, conduct audits, and escalate any compliance issues while collaborating with Insurers to meet industry expectations and maintain conduct standards.Key Responsibilities:Support the compliance department's strategic initiativesAnalyze broker account compliance and escalated issuesPrepare compliance-related reports and trend analysisConduct audits and manage documentation for all advisorsCoordinate various compliance projects as assignedRequirements:Minimum three years of relevant industry experienceStrong understanding of life insurance compliance standardsExcellent skills in Microsoft Excel and other Office toolsExperience with compliance management systems is advantageousBilingualism (French/English) is a plusUtilize your compliance knowledge at Hub Financial to empower advisors and strengthen client service quality.

📌 Business Practices And Compliance Advisor (Vaughan)
🏢 HUB International
📍 Vaughan