Join CIRO as a Case Assessment Analyst on a 12-month hybrid contract. Your expertise will play a vital role in regulatory compliance and the investor protection framework. In this pivotal role, you'll support the Enforcement department by reviewing Dealer Member submissions daily.

You'll leverage established guidelines to identify and escalate regulatory matters efficiently. Collaboration with internal teams and meticulous reporting will be at the forefront of your contributions to CIRO’s mission. Key Responsibilities:
Evaluate dealer submissions in the ComSet system daily
Identify and escalate matters with regulatory implications
Generate reports for review and address team queries
Assist members with inquiries and submission challenges
Monitor filings and keep communication lines open Requirements:
In-depth knowledge of Canadian securities regulations
Proven communication and analytical skills
Experience in the financial industry necessary
Proficiency in Excel, Power BI, and Word
Robust organizational skills and problem-solving aptitude Play a crucial role in enhancing market integrity at CIRO as you support investor confidence in Canadian capital markets.

📌 Ciro Case Assessment Analyst Position Montreal
🏢 CIRO / OCRI
📍 Montreal