Position Title: Membership Intake AdvisorDepartment: Membership Intake (MI)Location: Toronto, Montreal, Calgary or VancouverStatus: Regular Full-time (Hybrid)Hiring Range: $115,000 - $140,000Day in the Life: The Membership Intake (MI) Advisor plays a key role in CIRO's review of new firm applications and material business change proposals from current Dealer Members ("membership transactions"). Reporting to the VP, Membership Intake, this role manages the review, analysis and recommendation of novel or significant membership transactions and ensures our compliance programs remain effective through changes in regulatory expectations while keeping pace with industry evolution and new business models.Core ResponsibilitiesLead the review, analysis and recommendation of significant or high‐risk membership transactions and novel business models, working closely with the C‐suite at Members and applicants, as well as external counsel.Identify and manage required consultations with the Canadian Securities Administrators (CSA) that arise from membership transactions.Present recommendations and resolve critical compliance issues to CIRO's leadership team, Board of Directors, and the CSA on membership transactions.Represent the department effectively in internal consultations and working groups.Provide subject‐matter expert review from a Business Conduct Compliance (BCC) perspective, ensuring MI's analysis of membership transactions remains consistent and effective while delivering efficient and cost‐effective service to Dealer Members.Establish and implement a framework to keep MI's cross‐functional compliance programs current with regulatory developments and industry evolution.Identify training needs for the team and implement solutions to ensure they are equipped to conduct appropriate compliance reviews of membership transactions.Cultivate a deep understanding of emerging investment industry business models, products, and trends relevant to CIRO membership transactions.Lead and implement projects to streamline our approach with the evolving needs of our industry.Education / ExperienceUniversity degree,



preferably law degree or professional designation (CFA, CPA).A minimum of 7‐10 years of experience in a compliance function, preferably with a CIRO Dealer Member, a CSA‐registered firm, or a securities regulator.Comprehensive understanding of CIRO rules and securities legislation impacting Dealer Members.Strong knowledge of crypto‐related products and services and the regulation of crypto dealers in Canada.Experience with regulatory processes and requirements.Successful completion of the Chief Compliance Officer Qualifying Examination (CCO) or equivalent.Proficiency in both English and French is an asset.Key Skills and CompetenciesExcellent written and verbal communication skills, with the ability to prepare executive‐level reports and presentations.Exceptional organizational skills, with proven ability to meet tight deadlines, multitask across competing priorities, and adapt agilely to tasks.Strong problem‐solving and critical‐thinking skills with a proactive, solution‐oriented mindset.Strong ability to build relationships and work closely with internal and external stakeholders at all levels.Proven ability to effectively lead change management.Superior knowledge of Canadian securities laws.What We OfferCompetitive base salary in alignment with market.Performance‐based bonus.Hybrid work environment.Employer‐paid Health Perks and Spending Account offering flexibility to meet individual or family needs from day one.Defined Contribution Pension Plan with company matching starting on your first day of employment.Paid flex days and sick days.Vacation days.Maternity and Paternity Leave of Absence top‐up.Paid continuous learning and continuing development,



including designations.Asterisked offerings do not apply to contract positions.Why the Canadian Investment Regulatory Organization (CIRO)With offices across Canada—from Vancouver to Montreal—our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident in their investments. As regulators, we understand that we are all investors, and therefore a career with us is purposeful: protecting our future.Culture and Working EnvironmentLife at CIRO is purpose‐driven and performance‐focused. We foster an inclusive culture where teamwork, forward‐thinking, and integrity are core values, creating an environment where employees thrive, grow, and are empowered to learn and contribute their best.CommitmentCIRO is an equal‐opportunity employer and is committed to providing employment accommodation in accordance with the Ontario Human Rights Code and the Accessibility for Ontarians with Disabilities Act, 2005 (AODA). CIRO will provide accommodation to job applicants with disabilities throughout the recruitment process. Should you require accommodation, please contact Human Resources.CIRO is a pan‐Canadian organization that oversees all investment dealers and trading activity in marketplaces across Canada. This position requires the ability to communicate with employees in CIRO regional offices and other CIRO stakeholders across Canada. Accordingly, proficiency in both official languages of Canada (French and English) is mandatory. Due to the frequent interactions with internal and external English‐speaking members, clients, representatives, firms, Canadian provincial and territorial securities regulators, and employees situated outside Quebec, the position requires a fully bilingual candidate.No part of our recruitment process uses artificial intelligence (AI) to screen, triage, or assess candidates. All applications are reviewed by our hiring team. While we appreciate receiving applications, only those applicants who closely meet the position requirements will be contacted.#J-18808-Ljbffr

📌 Compliance Lead, Membership Intake - C$115,000 - C$140,000 A Year (Montreal)
🏢 Canadian Investment Regulatory Organization
📍 Montreal