Join BMO Private Wealth as a Compliance Officer and play a key role in enhancing our risk management culture through compliance and operational risk oversight. This role focuses on implementing effective governance protocols in financial services.
BMO is seeking a seasoned skilled with 5-7 years of experience in compliance or risk management. You will support the business leader in managing First Line of Defense (1LOD) programs while ensuring adherence to regulatory standards. Your deep understanding of compliance frameworks and stakeholder collaboration will be crucial in fostering a culture of accountability and transparency.
Key Responsibilities:
• Lead the implementation of compliance programs across business areas • Provide strategic guidance on governance and internal controls • Monitor regulatory changes and their impact on operations • Support audits and resolve compliance issues • Foster partnerships across defense lines to mitigate risks
Requirements: • 5-7+ years in Compliance, Risk Management, or related fields • Strong knowledge of regulatory requirements • Experience with audits and compliance initiatives • Exceptional communication and influencing skills • Series 24 license advantageous
Drive compliance excellence at BMO Private Wealth and support impactful decision-making across the organization.