Expand your career as an Associate in Regulatory Compliance Governance with TD in Toronto, Ontario. You will play a pivotal role in managing regulatory policies and compliance documentation.
In this position within TD Asset Management's RPG group, you will report to the Managing Director and engage in comprehensive risk management processes. The role requires team-oriented efforts to develop and maintain compliance policies while training stakeholders throughout TDAM and TD Epoch. Your problem-solving skills will be crucial as you navigate regulatory landscapes and work towards effective governance initiatives.
Key Responsibilities:
• Maintain and develop procedural documentation and policies
• Support regulatory controls mapping and implementation




• Assist in self-assessment processes for regulatory compliance
• Identify compliance risks and track action items
• Prepare materials for governance committees and coordinate meetings
Requirements:
• 3-5 years in regulatory compliance or risk management
• Relevant degree or industry qualifications
• Proficient in policy writing and assessment
• Experience in governance coordination
• Skilled in Microsoft 365 applications
Bring your strong analytical and communication skills to enhance TD's governance framework and support financial compliance.
#J-18808-Ljbffr

📌 Associate in Regulatory Compliance Governance (Toronto)
🏢 TD
📍 Toronto