Shape your career at National Bank Financial as a Compliance Supervisor, focusing on centralized compliance and regional support. Ensure financial advisors adhere to regulatory standards and internal policies. In this position, you will play a crucial role in mitigating operational risks through comprehensive reviews and approvals.

Your collaboration with regional compliance teams will be essential in identifying potential risks and aligning practices with CIRO regulations. The role emphasizes continuous improvement initiatives to enhance the compliance landscape. Key Responsibilities:
Approve and review compliance items to mitigate risks
Analyze compliance scenarios to identify and manage risks
Support regional teams as a compliance partner




Enforce internal policies and standards with leadership
Manage client communications and advertising content Requirements:
Bachelor’s degree with three years of experience in compliance
Minimum two years in a securities dealer workplace
CIRO Registered Representative or Investment Representative certified
Investment Dealers Supervisors Course completion preferred
Excellent organizational and adaptive skills Lead compliance initiatives at National Bank Financial and drive regulatory adherence successfully.

📌 Compliance Expertise At National Bank Financial Montreal
🏢 National Bank of Canada
📍 Montreal