Explore a pivotal role at TD Asset Management as an Associate in Regulatory and Policy Governance located in Toronto. Focus on compliance governance and risk management initiatives to drive organizational success.This position within the TDAM Regulatory & Policy Governance team requires a proactive approach in leading compliance activities and managing regulatory assessments. You will engage with stakeholders to elevate compliance measures and ensure productive controls while fostering team collaboration and sharing expertise across departments.Key Responsibilities:
Lead annual RCM self-assessment and review processes
Identify compliance risk and support action plan development
Update RCM documents for enterprise alignment




Coordinate regulatory change management and documentation
Build solid working relationships with compliance partnersRequirements:
3–5 years in regulatory risk management or compliance roles
Familiarity with asset management principles is beneficial
Strong written and verbal communication abilities
Strategic analytical thinking and attention to detail
Proficient in Microsoft 365 suiteContribute to TD’s commitment to regulatory compliance, exploring growth opportunities in a supportive workplace.#J-18808-Ljbffr

📌 Associate For Regulatory Governance At Td Toronto
🏢 The Toronto-Dominion Bank (Canada)
📍 Toronto