Drive compliance excellence at RBC as a Compliance Manager on the Regulatory Complaints team. Your analytical skills will aid in effective complaint resolution.

As a Compliance Manager, your primary responsibility will be investigating regulatory complaints for Royal Mutual Funds Inc. You will evaluate documentation, track investigations, and collaborate with internal teams to ensure compliance. Your analytical abilities and client-centric approach will be essential for navigating complex compliance issues.

Key Responsibilities:
• Investigate compliance-related complaints thoroughly
• Analyze and gather necessary evidence and documentation
• Produce comprehensive reports and correspondence
• Liaise with branch compliance and senior management
• Ensure timely completion of investigations

Requirements:
• Degree in law, business, or finance
• Understanding of mutual fund dealer compliance
• Prior experience in regulatory environments
• Proven analytical and communication skills
• Solid organizational capabilities to manage multiple tasks

Join RBC and apply your skills to enhance compliance processes in Toronto.
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📌 RBC Compliance Manager for Complaints (Ontario)
🏢 RiseMe
📍 Ontario