Step into the role of Senior Compliance Advisor with BMO Private Wealth in Toronto, Ontario to enhance compliance frameworks and risk management initiatives. Experience a dynamic environment focused on regulations and operational risk.
As a Senior Compliance Advisor, your expertise will support the execution of first line of defense compliance programs across the organization. You will guide business leaders on regulatory requirements and assess the impacts of compliance developments. This role is perfect for candidates with solid project management experience and a focus on regulatory governance.
Key Responsibilities:
• Implement and enhance compliance and governance programs
• Provide regulatory advice to business stakeholders
• Monitor industry changes and implement necessary policies
• Support internal audits and compliance reviews
• Collaborate with risk management teams to mitigate risks
Requirements:
• 5-7+ years in Risk or Compliance within financial services
• Strong grasp of risk management frameworks
• Experience with change management initiatives
• Excellent stakeholder engagement and communication skills
• Series 24 (General Securities Principal) license preferred
Advance your compliance career and contribute to effective risk management at BMO Private Wealth.
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