As a Compliance Manager at Royal Mutual Funds Inc., oversee regulatory complaints and investigations. This essential full-time role emphasizes effective management and resolution of non-compliance issues within the investment sector. You will play a vital part in the RCII team, tasked with investigating complaints, gathering documentation, and applying your knowledge of mutual fund regulations.
Your analytical skills will be crucial in identifying root causes and providing recommendations. Collaboration with compliance teams and branch managers ensures a streamlined process. Key Responsibilities:
- Investigate regulatory complaints with thorough documentation
- Analyze findings and communicate them clearly
- Work closely with internal teams for timely resolutions
- Track ongoing investigations and compliance measures
- Participate in special projects supporting the RCII teams Requirements:
- University degree preferred in law, finance, or business
- Experience in a regulatory framework
- Solid analytical and detail-oriented skills
- Exceptional communication and organization abilities
- Able to independently manage multiple tasks Harness your compliance experience to elevate Royal Mutual Funds Inc.'s commitment to excellence.
📌 Manager of Complaints and Compliance Investigations (Toronto)
🏢 RBC
📍 Toronto