Drive compliance excellence as a Regional Compliance Officer at BMO Private Wealth. Shape policies and governance while overseeing critical risk management programs. In your role at BMO, you will support the establishment of robust First Line of Defense (1LOD) strategies focused on operational risk and compliance. Collaborate with business leaders to enhance internal controls and oversee adherence to regulatory standards.

Your role will be key in fostering a culture that prioritizes compliance across the organization. Key Responsibilities:

- Implement and promote 1LOD risk and governance practices
- Advise on regulatory compliance and internal controls
- Assess and adapt to regulatory changes effectively
- Review and maintain governance and compliance documentation
- Facilitate internal audits and responses to regulatory reviews Requirements:
- 5-7+ years in Compliance, Risk Management, or related fields
- Experienced with 1LOD compliance programs
- Robust understanding of compliance frameworks and regulations
- Effective communication and stakeholder management skills
- Series 24 license preferred Your expertise will help nurture a culture of compliance and risk awareness at BMO.

📌 Senior Compliance and Risk Role at BMO (Toronto)
🏢 BMO U.S.
📍 Toronto