Join RBC as a Contract Regulatory Compliance Analyst, focusing on trade reporting in Toronto. Drive accountability in compliance for OTC derivatives within capital markets.The CM Canadian Regulatory Services team is dedicated to navigating complex reporting requirements from various global regulators. Your role will engage in thorough daily reconciliations, issue investigations, and team-oriented problem-solving to uphold compliance standards, all while mitigating operational risks.Key Responsibilities:Execute daily and weekly trade reporting reconciliationsAddress regulatory rejection root causesMonitor daily exceptions in the Global Trade RepositoryInvestigate portfolio discrepancies with counterpartiesDocument business controls and compliance proceduresRequirements:Over 1 year of operational experience in a high-pressure environmentBachelor's degree in Business, Finance, Math, or EngineeringExpertise in the capital markets transaction lifecycleKnowledge of regulatory frameworks like CFTC and SECProficient in Microsoft Office toolsContribute your skills to enhance RBC's compliance framework in Toronto.
📌 Contract Regulatory Compliance Analyst In Toronto
🏢 RBC
📍 Toronto