Regulatory Complaints & Investigations Manager (Winnipeg)

Regulatory Complaints & Investigations Manager (Winnipeg)

26 Sep
|
RBC
|
Winnipeg

26 Sep

RBC

Winnipeg

RBC is seeking a Compliance Manager for the Regulatory Complaints, Investigations and Inquiries team in Toronto. You will lead complaint investigations related to RMFI, gather evidence, and ensure regulatory compliance with CIRO rules.

A proactive communicator, you will work with Compliance and branches to resolve issues and implement preventive measures. The role involves documenting analyses, coordinating with internal teams, and maintaining thorough records to support regulatory reporting and

📌 Regulatory Complaints & Investigations Manager (Winnipeg)
🏢 RBC
📍 Winnipeg

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