Join the Canadian Investment Regulatory Organization (CIRO) as a Case Assessment Officer. This hybrid role focuses on thorough investigation of investor complaints and regulatory analysis.As a Case Assessment Officer in the CIRO's Enforcement Department, your primary responsibility will be managing regulatory complaints from investors and assessing for potential misconduct. You will gather and analyze information, prepare comprehensive reports, and liaise with various regulatory bodies to ensure proper action is taken on complaints.Key Responsibilities:Conduct investigations on regulatory complaints efficientlyGather and analyze financial information accuratelyRecord detailed information in compliance with CIRO proceduresCommunicate assessment outcomes to stakeholders clearlyPerform daily reviews of the ComSet database submissionsRequirements:University degree in finance or economicsCompleted Canadian Securities Course required2 to 3 years of financial industry experienceUnderstanding of CIRO's rules and securities legislationExcellent analytical and communication skillsMake an impact on the safety of Canadian capital markets as part of CIRO's dedicated team.

📌 Ciro Case Assessment Officer Role (Montreal)
🏢 CIRO / OCRI
📍 Montreal