25 Sep
|
ciro]
|
Montreal
Invest in your career as a Case Assessment Officer with the Canadian Investment Regulatory Organization (CIRO). This hybrid role focuses on protecting investors and maintaining market integrity.As a CAO in CIRO's Enforcement Department, you will conduct essential preliminary investigations of regulatory complaints from the public and other regulatory bodies. Your work will involve meticulous document analysis and crafting explicit reports that influence key regulatory decisions, ensuring adherence to the highest standards.Key Responsibilities:Conduct analysis and prepare detailed financial assessment reportsEvaluate and recommend actions for dealer-related regulatory complaintsMaintain organized records of all case assessmentsDraft letters to stakeholders regarding assessment outcomesSummarize submissions in CIRO's database dailyRequirements:Minimum of a university degree in finance or economicsCanadian Securities Course is mandatory2-3 years in financial services requiredStrong problem-solving and organizational skillsExcellent communication abilities, both written and verbalContribute your expertise to support CIRO's mission of enhancing investor confidence.
📌 Invest In Your Future: Be A Cao At Ciro (Montreal)
🏢 ciro]
📍 Montreal