Regulatory Compliance Analyst Downtown Toronto Hybrid 7 am - 3 pm hours Our client, a growing company located in the downtown core of Toronto is hiring! They are looking to hire a Regulatory Compliance Analyst to join its team. This role will have working hours of 7 am - 3 pm. Some hybrid work offered. In this role the successful candidate will report to the managing director of the corporate services team. Duties & Responsibilities will include:

Provides project or program support to a functional group or business process by relying on their expert knowledge of compliance regulatory systems such as SEDAR+, SEDI, OTC, OSC and others. Monitors program/project/system status and timetables. Applies knowledge of and experience in company operations to assist in the development, implementation and administration of program/system guidelines and procedures. Provides technical support, which may include program/system training, program/system documentation, data extraction, data review and tracking.



Acts as a subject matter expert on compliance rules and regulations Receives and processes compliance approval requests and provides proper documentation/communication for internal/external requests. Be available to respond to occasional requests outside of assigned work hours. Requires full job knowledge of systems and procedures obtained through prior work experience or education. Requirements:

Minimum of 2 years of relevant experience. Solid knowledge with regulatory systems such as SEDAR+, SEDI, EDGAR, CSE and TSX/TSX-V. Excellent organizational skills and problem-solving skillscapacity to manage multiple priorities and tasks simultaneously; ability to work under pressure. Interpersonal skills: exceptional verbal/writ Superior knowledge of Microsoft Office Suite more particularly Excel University degree or equivalent certification would be an asset but is not a requirement. Law Clerk, Law Associates, Paralegal diploma/degree, or Regulatory Compliance certification would be an asset but is not a requirement. Background and/or education in the field of Canadian Securities Regulation and Canadian Regulatory Compliance would be an asset

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📌 Regulatory Compliance Analyst (Winnipeg)
🏢 Linds & Associates
📍 Winnipeg