Drive compliance leadership at a top Canadian investment firm as Chief Compliance Officer in Toronto. Oversee compliance frameworks and ensure adherence to regulations in this pivotal in-office role.This role reports to the Chief Operating Officer and is central to managing the firm's compliance function. The Chief Compliance Officer is responsible for ensuring policies align with regulatory expectations, training employees, and acting as the firm's liaison with regulatory agencies.Key Responsibilities:Ensure compliance with all securities legislationOversee compliance across all business activitiesHandle client complaints as the designated officerAct as primary contact for regulatory interactionsManage compliance aspects of client onboarding and tradingRequirements:Registration as Chief Compliance Officer with the Ontario Securities CommissionBroad knowledge of Canadian compliance frameworksDemonstrated experience in investment firm complianceExceptional communication and detail-oriented skillsFamiliarity with compliance management systems and emerging technologiesElevate compliance standards and strengthen governance as Chief Compliance Officer.

📌 Investment Management Chief Compliance Officer (Toronto)
🏢 Collins Recruitment Group
📍 Toronto