25 Sep
|
Fidelity Canada
|
Toronto
25 Sep
Fidelity Canada
Toronto
Fidelity is seeking a Trade Supervision Manager to ensure compliance with financial regulations while supporting a flexible work environment. Advance your career in a team-oriented setting.This managerial position at Fidelity Clearing Canada focuses on supervising trading activities across multiple asset classes. You'll ensure compliance with CIRO rules and enhance supervisory practices through effective use of technology and data analytics. By collaborating with internal teams, you'll significantly impact the efficiency and effectiveness of trading operations.Key Responsibilities:Oversee daily trading compliance and practicesMonitor and report on trading exceptionsDevelop and maintain supervisory proceduresCollaborate on vendor and marketplace oversightPrepare senior management reports on trading metricsRequirements:Minimum 5 years in a trading or compliance roleDeep knowledge of CIRO and UMIR regulationsExperience with trade monitoring systemsRelevant university degreeExcellent problem-solving and communication skillsMake a significant impact in supervising trading activities and ensuring adherence to regulations at Fidelity.
📌 Fidelity Trade Supervision Manager Opening (Toronto)
🏢 Fidelity Canada
📍 Toronto