Join Bank of America as a Supervisory Manager, focusing on regulatory compliance and team oversight in financial services. Ensure protected client account operations through your leadership.As a Supervisory Manager, you will guide registered employees in administrative and trading tasks, ensuring risk is limited. Your role encompasses monitoring workflows, conducting supervisory reviews, and resolving complaints from clients across various platforms. You will oversee adherence to corporate policies and support team dynamics.Key Responsibilities:Ensure team compliance with company policiesManage supervisory reviews and trade correctionsOversee complaint resolution in call centersEngage directly with clients when necessaryReview client communications for compliance adherenceRequirements:Required licenses: FINRA Series 7, 8 or 9/10, 63/65 or 66Strong communication and leadership capabilitiesExperience with compliance and regulatory requirementsFamiliarity with Merrill Edge or operationsMicrosoft Office proficiency requiredLeverage your supervisory skills to ensure compliance and operational excellence at Bank of America.

📌 Bank Of America Supervisory Manager (Pickering)
🏢 Bank of America
📍 Pickering