Take on a crucial role with CIRO as a Financial Compliance Examiner for a 12-month hybrid contract. Enhance your career by ensuring that member firms adhere to regulatory standards and internal controls.In this role, you'll independently verify financial submissions and perform field examinations of various member firms. The position will involve planning examinations tailored to specific risk evaluations and documenting compliance processes. Your expertise will help maintain the integrity of Canada's financial markets, making this a significant role for those passionate about regulatory standards.Key Responsibilities:Conduct detailed field examinations on member firmsPerform research and gather necessary informationPlan and execute tailored examination approachesEvaluate internal controls and financial proceduresDocument workflows and compliance checksRequirements:Minimum 2-3 years of relevant experience in financeThorough knowledge of Canadian Auditing StandardsSkills in documentation and compliance testingStrong communication abilities both written and oralCanadian Securities Course completion an assetJoin CIRO and protect the future of Canadian investment through diligent compliance practices.

📌 Financial Compliance Examiner In Canada (Montreal)
🏢 ciro]
📍 Montreal