Senior Operations And Compliance Role At Fidelity (Toronto)

Senior Operations And Compliance Role At Fidelity (Toronto)

25 Sep
|
Fidelity Canada
|
Toronto

25 Sep

Fidelity Canada

Toronto

Join Fidelity Canada as a Senior Operations and Compliance Specialist, working in a versatile hybrid environment. Drive compliance initiatives, operational monitoring, and policy updates across the organization.In this pivotal role, you will report to the Director of Operations and Regulatory Compliance, ensuring that all compliance policies are adhered to and updated as necessary. Your responsibilities include monitoring operational compliance, reviewing sales communications, and enhancing current compliance programs.



This position emphasizes collaboration and relationship-building with internal business units to uphold compliance standards.Key Responsibilities:Oversee compliance monitoring for operational mattersReview advertisements and sales communication materialsUpdate compliance-related policies as regulations changeProvide compliance training and materials for stakeholdersDocument results of compliance monitoring effectivelyRequirements:4+ years in a compliance role or similar fieldFamiliarity with NI 81-102 regulationsRelevant degree or equivalent experienceStrong bilingual communication skills preferredKnowledge of mutual fund operations is advantageousContribute your compliance expertise to Fidelity Canada and play a crucial role in regulatory adherence.

📌 Senior Operations And Compliance Role At Fidelity (Toronto)
🏢 Fidelity Canada
📍 Toronto

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