Advance your career in compliance with Harbourfront Wealth as a Senior Compliance Officer. This hybrid position allows for collaboration and oversight within a top financial services firm located in Vancouver, BC.In the role of Senior Compliance Officer, you will report to the Director of Compliance Supervision & Program Development, leading compliance initiatives and supporting regulatory adherence. The ideal candidate will have at least five years of experience in compliance, including three years as a Tier 1 Supervisor. You will focus on training staff, managing accounts, and ensuring a high standard of compliance education across the organization.Key Responsibilities:Train staff on regulatory compliance protocolsConduct daily trading oversight and monthly reviewsApprove and update customer accountsSupport branch personnel with compliance inquiriesManage internal and external auditsRequirements:5+ years in a compliance roleProven Tier 1 Supervisor experience with CIRORelevant post-secondary educationExcellent analytical and communication skillsCompetency in MS Office SuiteContribute to a culture of compliance at Harbourfront Wealth while enhancing your qualified expertise.

📌 Senior Compliance Supervisor In Financial Services (Winnipeg)
🏢 Harbourfront Wealth Management
📍 Winnipeg