Fidelity seeks a Compliance Manager with regulatory expertise for a hybrid role in Toronto. Oversee Trade Surveillance processes and ensure adherence to compliance regulations for optimal performance.In this pivotal role under the Trade Compliance manager, you will direct the Trade Surveillance program and analyze trading practices for compliance with governance standards. By offering compliance training and oversight, you will play a vital role in shaping a robust compliance framework at Fidelity.Key Responsibilities:Supervise daily operations of the Trade Surveillance systemsAnalyze trading activity to identify compliance risksInteract with regulatory bodies for compliance reportingDevelop training materials and support compliance auditsMonitor staff compliance and assist in policy developmentRequirements:Minimum 5 years in compliance or trading rolesUnderstanding of UMIR and other regulatory frameworksExcellent interpersonal and analytical skillsDegree in finance, business, or a relevant fieldCapability to work with diverse compliance technologiesMake an impact at Fidelity by advancing compliance initiatives and embracing the challenges of a complex regulatory setting.

📌 Fidelity Compliance Manager - Regulatory Focus (Mississauga)
🏢 Fidelity Canada
📍 Mississauga