25 Sep
|
Transamerica
|
Toronto
25 Sep
Transamerica
Toronto
Transform branch compliance standards as a Compliance Manager with Transamerica, engaging in a hybrid role with extensive travel to branch locations. Supervise and empower a robust team of Approved Persons. Transamerica is looking for a Compliance Manager to oversee and enhance branch operations in accordance with regulatory requirements.
This role involves conducting reviews, facilitating training for Approved Persons, and ensuring compliance in all transactions. Your expertise will help maintain high standards of professionalism and effective communication within the team. Key Responsibilities:
Conduct reviews and provide timely reports
Facilitate training and development for APs
Supervise sales transactions in a compliance capacity
Serve as a knowledgeable resource for team interactions
Support special projects and departmental initiatives Requirements:
Five years minimum in financial services
Two years in compliance or supervisory roles
Solid knowledge of insurance regulations
Must be willing to travel frequently
Excellent relationship management capabilities Lead Transamerica's commitment to compliance excellence, fostering a supportive and effective branch setting.
📌 Transamerica's Branch Compliance Manager Role Toronto
🏢 Transamerica
📍 Toronto