Trade Surveillance Senior Manager Bmo (Toronto)

Trade Surveillance Senior Manager Bmo (Toronto)

25 Sep
|
BMO
|
Toronto

25 Sep

BMO

Toronto

Lead trade surveillance efforts as a Senior Manager at BMO Financial Group. Champion compliance initiatives and risk management strategies in this critical finance role.As a key player in BMO's Finance & Accounting team, you will oversee compliance governance and enhance the regulatory framework surrounding trading activities. This senior role requires solid leadership and collaboration with various stakeholders, from internal audit teams to regulators, ensuring comprehensive compliance oversight.Key Responsibilities:Develop sustainable compliance frameworks for trading activitiesRepresent BMO during regulatory examinations and auditsRecommend enhancements to surveillance and governance frameworksMonitor emerging regulatory trends and market conditionsLead remediation initiatives from compliance assessmentsRequirements:9+ years in Compliance or related fieldsDeep insight into trading products and risk managementExperience with surveillance systems and compliance programsDegree in Finance, Accounting, or related disciplineExpertise in analytical and collaborative skillsDrive compliance excellence within BMO and enhance the trading environment effectively.

📌 Trade Surveillance Senior Manager Bmo (Toronto)
🏢 BMO
📍 Toronto

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