25 Sep
|
Fidelity Canada
|
Toronto
25 Sep
Fidelity Canada
Toronto
Contribute to Fidelity Clearing Canada as a Compliance Analyst working in a hybrid schedule. Focus on compliance support while enhancing the firm's regulatory practices.As part of the Compliance team, reporting to the Director, Compliance, you will assist with various responsibilities, including managing regulatory inquiries and supporting audit processes. A minimum of three years' experience in the investment dealer industry equipped you to handle complex compliance tasks and enhance operational integrity. Your role will be key in ensuring compliance across the organization.Key Responsibilities:Manage documentation for compliance auditsSupport various compliance projects and inquiriesAssist in maintaining compliance documentationCollaborate on training regarding compliance topicsPrepare metrics and reports for managementRequirements:University degree or relevant work experienceAt least 3 years' experience in the investment sectorExperience with CIRO regulatory reporting is a plusProficient in Microsoft Excel and OutlookStrong analytical and communication skillsElevate your career in compliance with Fidelity Clearing Canada and make a significant impact.
📌 Compliance Analyst Position At Fidelity Clearing (Toronto)
🏢 Fidelity Canada
📍 Toronto