Step into a pivotal role as a Regulatory Compliance Manager with Fidelity, focusing on trade regulation compliance in a hybrid work model. Ideal candidates will possess robust analytical and communication skills.In this role, you will lead the operations of the Trade Surveillance program, ensuring compliance with market integrity rules. You'll work closely with teams on incident management and support compliance-related training across the organization. This position will transition from the Toronto office to Mississauga in late 2026.Key Responsibilities:Manage the Trade Surveillance program and its daily operationsInvestigate alerts for regulatory complianceMonitor pre-trade risk controls across trading platformsTrain employees on compliance proceduresHandle regulatory reporting and procedural updatesRequirements:Minimum 5 years in investment dealer or compliance rolesComprehensive understanding of UMIR and electronic tradingStrong interpersonal and analytical communication skillsRelevant university degree or equivalent experienceExperience with derivatives and compliance strategiesBring your expertise in regulatory compliance to Fidelity and help navigate the evolving financial landscape.

📌 Compliance Manager Hybrid Role At Fidelity (Toronto)
🏢 Fidelity Canada
📍 Toronto