25 Sep
|
Fidelity Canada
|
Toronto
25 Sep
Fidelity Canada
Toronto
Contribute to Fidelity Clearing Canada as a Compliance Analyst working in a hybrid schedule. Focus on compliance support while enhancing the firm’s regulatory practices. As part of the Compliance team, reporting to the Director, Compliance, you will assist with various responsibilities, including managing regulatory inquiries and supporting audit processes.
A minimum of three years' experience in the investment dealer industry equipped you to handle complex compliance tasks and enhance operational integrity.
Your role will be key in ensuring compliance across the organization. Key Responsibilities:
Manage documentation for compliance audits
Support various compliance projects and inquiries
Assist in maintaining compliance documentation
Collaborate on training regarding compliance topics
Prepare metrics and reports for management Requirements:
University degree or relevant work experience
At least 3 years' experience in the investment sector
Experience with CIRO regulatory reporting is a plus
Proficient in Microsoft Excel and Outlook
Solid analytical and communication skills Elevate your career in compliance with Fidelity Clearing Canada and make a significant impact.
📌 Compliance Analyst Position At Fidelity Clearing Toronto
🏢 Fidelity Canada
📍 Toronto