REF #1495Our ClientIs an independent asset management firm headquartered in Montreal, specializing in traditional and alternative investment strategies.ResponsibilitiesSupport the day-to-day administration of the compliance functionAssist with daily, monthly, quarterly, and annual compliance monitoring, testing, and documentationSupport client onboarding and review subscription agreements and KYC documentationMaintain client documentation including KYC forms, investment management agreements, and related recordsAssist with initial and ongoing due diligence of third‐party service providersMaintain and update compliance policies, procedures, and manualsMaintain compliance logs (personal trading, outside business activities, conflicts of interest, etc.)Support registration obligations and ongoing regulatory reportingParticipate in internal audits and external regulatory examinationsContribute to compliance training initiatives and promote a strong culture of complianceCollaborate with portfolio management, operations,



and finance teams to support compliance activitiesAssist with Business Continuity Plan (BCP) planning and testingSupport special projects as assignedQualificationsBachelor's degree in Finance, Business, Law, or a related field3–5 years of compliance experience within an Investment Fund Manager (IFM), Portfolio Manager (PM), and/or Exempt Market Dealer (EMD)Exposure to regulatory examinations and auditsStrong analytical, organizational, and communication skillsAbility to work effectively in a lean, cooperative environmentAbility to manage multiple priorities and meet deadlinesCanadian Securities Course (CSC) and/or Conduct and Practices Handbook (CPH) considered an assetBased in MontrealSeniority levelAssociateEmployment typeFull-timeJob functionLegalIndustries: Staffing and Recruiting and Legal Services

📌 Compliance Officer – Responsable, Conformité (Montreal River)
🏢 BJRC Recruiting
📍 Montreal River