Join CIRO as a Trading Conduct Compliance Examiner to uphold integrity in Canada's capital markets. Review and analyze trading practices in a hybrid setting focusing on best compliance methods.This role on our Trading Conduct Compliance team involves examining Dealers' adherence to securities industry regulations, including UMIR and IDPC Rules. Your insights will be vital in assessing trading practices for equity and fixed-income securities. This position requires robust analytical skills, backed by experience in compliance processes to effectively guide Dealers.Key Responsibilities:Conduct reviews of Dealer trading records and policiesAnalyze compliance with universal market integrity rulesReport findings to Management and address deficienciesAdvise Dealers on compliance-related inquiriesEngage in special projects and deliver presentationsRequirements:Minimum five years of experience in securities functionsCanadian Securities Course completion requiredKnowledgeable about securities regulationsPractical experience on trading desks is a plusStrong project management and communication skillsStrengthen compliance standards at CIRO and influence the future of Canada's market integrity through this vital role.

📌 Canadian Trading Conduct Compliance Examiner Role (Vancouver)
🏢 ciro]
📍 Vancouver