Advance your career as a CIRO Compliance Field Examiner, where you'll assess and ensure adherence to regulatory standards in the investment industry across Canada. Enjoy hybrid work flexibility.This role at the Canadian Investment Regulatory Organization involves conducting field reviews and supporting compliance within Dealer Member operations. You will apply your knowledge from the Canadian Securities Course to evaluate business conduct and sales compliance. After initial training, you can embrace a work-from-home model for a balanced work-life.Key Responsibilities:Assess Dealer Member head offices for complianceConduct reviews interacting with senior managementPrepare clear and concise reports on findingsMaintain organized documentation of the review processContribute to departmental objectives and long-term goalsRequirements:Minimum 3 years in compliance or audit rolesCompletion of Canadian Securities Course requiredEffective bilingual communication skillsAbility to analyze compliance issues rigorouslyMotivation to engage in ongoing learningMake a significant impact on Canada's capital markets in this significant compliance role.

📌 Ciro Compliance Field Examiner (Montreal)
🏢 ciro]
📍 Montreal