Shape your career at National Bank Financial as a Compliance Supervisor, focusing on centralized compliance and regional support. Ensure financial advisors adhere to regulatory standards and internal policies. In this position, you will play a crucial role in mitigating operational risks through comprehensive reviews and approvals.

Your collaboration with regional compliance teams will be essential in identifying potential risks and aligning practices with CIRO regulations. The role emphasizes continuous improvement initiatives to enhance the compliance landscape. Key Responsibilities:

- Approve and review compliance items to mitigate risks
- Analyze compliance scenarios to identify and manage risks
- Support regional teams as a compliance partner




- Enforce internal policies and standards with leadership
- Manage client communications and advertising content Requirements:
- Bachelor’s degree with three years of experience in compliance
- Minimum two years in a securities dealer workplace
- CIRO Registered Representative or Investment Representative certified
- Investment Dealers Supervisors Course completion preferred
- Excellent organizational and adaptive skills Lead compliance initiatives at National Bank Financial and drive regulatory adherence successfully.

📌 Compliance Expertise at National Bank Financial (Montreal)
🏢 National Bank of Canada
📍 Montreal