Regulatory Compliance Analyst Downtown Toronto Hybrid 7 am - 3 pm hours Our client, a growing company located in the downtown core of Toronto is hiring! They are looking to hire a Regulatory Compliance Analyst to join its team. This role will have working hours of 7 am - 3 pm. Some hybrid work offered. In this role the successful candidate will report to the managing director of the corporate services team.

Duties & Responsibilities will include:

- Provides project or program support to a functional group or business process by relying on their expert knowledge of compliance regulatory systems such as SEDAR+, SEDI, OTC, OSC and others.
- Monitors program/project/system status and timetables.
- Applies knowledge of and experience in company operations to assist in the development, implementation and administration of program/system guidelines and procedures.
- Provides technical support, which may include program/system training, program/system documentation, data extraction, data review and tracking.
- Acts as a subject matter expert on compliance rules and regulations




- Receives and processes compliance approval requests and provides proper documentation/communication for internal/external requests.
- Be available to respond to occasional requests outside of assigned work hours.
- Requires full job knowledge of systems and procedures obtained through prior work experience or education.

Requirements

- Minimum of 2 years of relevant experience.
- Solid knowledge with regulatory systems such as SEDAR+, SEDI, EDGAR, CSE and TSX/TSX-V.
- Excellent organizational skills and problem-solving skillscapacity to manage multiple priorities and tasks simultaneously; ability to work under pressure.
- Interpersonal skills: exceptional verbal/writ
- Superior knowledge of Microsoft Office Suite more particularly Excel
- University degree or equivalent certification would be an asset but is not a requirement.
- Law Clerk, Law Associates, Paralegal diploma/degree, or Regulatory Compliance certification would be an asset but is not a requirement.
- Background and/or education in the field of Canadian Securities Regulation and Canadian Regulatory Compliance would be an asset

📌 Regulatory Compliance Analyst (Toronto)
🏢 Linds u0026 Associates
📍 Toronto