Job DescriptionWhat is the opportunity?The CM Canadian Regulatory Services group is responsible for ensuring the ever changing regulatory reporting requirements imposed by various global Regulators for OTC Derivatives are successfully implemented and executed.This role is responsible for ensuring compliance with the trade reporting regulations including but not limited to CFTC, CSA and SEC for OTC Derivatives trading. The role will involve daily reconciliations, exception monitoring, portfolio reconciliation, investigation, issue management and MI reporting.This role also support Regulatory Swap Surveillance Post Trade Exceptions including but not limited to CFTC, EMIR, FCA, CSA regulatory regimes and Clearing, SEF Trade Execution, and Business Conduct mandates to ensure compliance of OTC Derivatives as imposed by various global Regulators.What will you do?Perform daily, weekly and monthly trade reporting reconciliationsPerform investigations and determine root causes leading to regulatory rejectionsPerform daily Global Trade Repository daily exception monitoring and issue managementPerform Daily Swap Surveillance Post Trade Exceptions Monitoring to analyze production exceptions and perform investigations in Trade Capture system, Swap Surveillance System/Rules Engine, and Party Static Data Systems to determine proper course of remediationEnsure any portfolio reconciliation discrepancies areactively investigated with the counterparties and follow-upon resolution in a timely manner.Contribute and document business processes, controls and procedures, under supervision of the department leadTo ensure all daily tasks / controls are completed in line with the departmental procedures.To continue to develop product / market knowledge to ensure daily processes are appropriate to reduce operational risks.To investigate any processing issues and recommend a course of action to the Team Manager. Once approved, assist in the execution of the proposed change.Contribute and document business processes, controls and procedures,



under supervision of the department leadTo support colleagues during busy periods by sharing workloads as applicable.To adhere to mandatory training requirements and take a proactive approach to suggesting appropriate additional training as required for the role.Work collaboratively with Front Office, Business and Client Services, Compliance, IT, Trading Documentation Team, Project Team and Client Data Management to resolve any regulatory reporting related exceptionsEscalate trade reporting and swap surveillance exception issues to Senior Management and Compliance as deemed necessaryAchieve and maintain highest levels of customer ServiceAnalyze current state processes to provide suggestions for process re-engineering and technology implementation to improve efficiency and controls.Effectively communicate and build rapport with team members, stakeholders and business partners using a variety of techniques and collaboration from initiation to close.What do you need to succeed?Must-have1+ years of operational experience in a busy, high risk and demanding operational environmentBachelor’s degree specializing in Business, Finance, Math or EngineeringSolid understanding of procedures and operational controls as they relate to systems and work flowsDetailed understanding of the fundamentals of Capital Markets trading and the transaction lifecycleWorking knowledge of OTC Derivative productsWorking knowledge of Regulatory Requirement across various Regimes i.E. CFTC, CSA, SEC, EMIR, FCA and other global derivatives reform regimesExcellent communication skills – both verbal and written, including presentation skillsAble to manage multiple priorities, work under pressure, learn quickly, and perform new tasks accurately, effectively, and efficientlyFamiliarity with front, middle and back office applications (Bloomberg, Sophis, TradeWeb, MarkitWire, Murex,



DTCC etc.)Skillful in Microsoft Office Suite (Outlook, Excel, Access, PowerPoint, Word, Visio, etc.)Nice-to-haveDetailed understanding of RBC Capital Markets organizational structure (front office sales and trading, middle office, product control, back office operations, regulatory/compliance, etc.)Proficiency in VBA (Visual Basic for Applications) or Python is an assetWhat’s in it for you?A comprehensive Total Rewards Program including bonuses and versatile benefits, competitive compensationLeaders who support your development through coaching and managing opportunitiesWork in a dynamic, collaborative, progressive, and high-performing teamOpportunities to do challenging workFlexible work/life balance optionsAdditional Job DetailsAddress:RBC CENTRE, 155 WELLINGTON ST W:TORONTOCity:TorontoCountry:CanadaWork hours/week:37.5Employment Type:Full timePlatform:CAPITAL MARKETSJob Type:Contract (Fixed Term)Pay Type:SalariedPosted Date:2026-09-18Application Deadline:2026-10-02NoteApplications will be accepted until 11:59 PM on the day prior to the application deadline date above.Our Employment OpportunitiesAt RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.Job SkillsAudits Compliance, Communication, Critical Thinking, Data Gathering Analysis, Detail-Oriented, Financial Regulation, Group Problem Solving, Internal Controls, Operational Requirements, Organizational Governance, OTC Derivatives#J-18808-Ljbffr

📌 Analyst, Regulatory Reporting (15 Months Contract) (Winnipeg)
🏢 RBC
📍 Winnipeg