Senior Branch Oversight Manager At Sun Life Montreal (Canada)

Senior Branch Oversight Manager At Sun Life Montreal (Canada)

24 Sep
|
Sun Life Québec
|
Canada

24 Sep

Sun Life Québec

Canada

Enhance compliance guidance within Sun Life as a Senior Branch Oversight Manager in a versatile setting. Focus on regulatory adherence while mentoring a skilled analyst team. As the Senior Branch Oversight Manager, you will collaborate with the Business Governance & Controls team to uphold standards in compliance practices for the Canadian Retail Advice and Solutions business.

You will lead risk assessments, develop oversight strategies, and facilitate constructive improvements while empowering your team to excel and innovate in operations. Key Responsibilities:
Mentor and develop a high-performing analyst team
Create and schedule branch oversight review processes
Conduct risk assessments and testing to identify areas for improvement
Manage oversight and training evaluation initiatives
Track progress on identified issues and corrective measures Requirements:
Bachelor’s degree and over 5 years in the financial sector
Investment dealer experience beneficial
In-depth understanding of CIRO and CSA guidelines
Solid problem-solving and analytical skills
Bilingualism essential for Quebec interactions Shape the future of compliance at Sun Life by leveraging your expertise in oversight and operational excellence.

📌 Senior Branch Oversight Manager At Sun Life Montreal (Canada)
🏢 Sun Life Québec
📍 Canada

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